Regulatory Consulting

BSWB provides a full range of regulatory services from formation and licensing of insurance companies to exit strategies from certain lines of business and everything in between, including all forms of compliance matters, mergers, acquisitions, re-domestication, holding company and registration act filings and compliance, product approval, policy form and rate filings, surplus lines status, tax issues, market conduct and financial examinations.

The firm’s attorneys advise and represent a broad array of clients, including insurance and reinsurance companies, brokers, agents, managing general agents, reinsurance intermediaries, adjustors, risk retention groups, risk purchasing groups, surplus lines brokers and third-party administrators.

Firm members also communicate regularly with numerous state insurance regulatory agencies and have developed close regulatory contacts. The firm counsels clients on the dynamic federal regulatory developments that overlap state regulation or impact certain business segment exposures, such as Sarbanes-Oxley Act, Gramm-Leach-Bliley Act, the Terrorism Risk Insurance Act of 2002 and the Liability Risk Retention Act.